Workflow Automation
NYHigh ComplexityControl Testing Workflows for New York
Schedule and execute control testing with structured procedures and evidence capture. Tailored for financial institutions operating in New York.
New York Regulatory Environment
Financial institutions executing control testing workflows in New York navigate specific state requirements:
NYDFS oversight and examination
Cybersecurity regulation (23 NYCRR 500)
BitLicense for crypto
Active enforcement
Industry-leading standards
Trigger
Scheduled (monthly, quarterly, annually) or risk-based
Roles Involved
Compliance AnalystInternal AuditControl OwnerRisk Management
Workflow Steps for NY
1
Control test task created based on schedule2
Tester assigned with testing procedures3
Sample selection and documentation4
Test execution and result recording5
Evidence attachment and preservation6
Finding documentation if applicable7
Remediation tracking for exceptionsAutomation Features for NY
Canarie automates control testing workflows for New York institutions with state-specific considerations built in.
Automated testing schedules
Structured testing procedures
Sample size calculations
Evidence attachment and linking
Finding and exception tracking
Remediation workflow integration
Why NY Institutions Automate Control Testing Workflows
State-Aware Scheduling
Workflows scheduled based on both federal and NY requirements.
Dual-Purpose Evidence
Evidence captured for both state and federal examiner expectations.
Always Exam-Ready
Export evidence packages for NY examiners anytime.
Frequently Asked Questions
Other Workflows in New York
Automate Your Control Testing Workflows in New York
See how NY institutions automate compliance workflows with confidence.