Remediation

From audit findings to closed.

Send your audit report. Canarie extracts every finding, generates the remediation plan, and tracks every action with the evidence built in.

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Audit findings
Q3 2025 · FDIC
14Total
·
2Critical
·
5High
·
36%Remediated
CRITICALCDD program lacks adequate beneficial ownership verificationIn progress18d
HIGHSAR filing timeliness exceeded 30-day threshold in 12 casesIn progress24d
HIGHCustomer risk rating methodology not consistently appliedOpen5d
How it works

Four steps from finding to closed.

01

Send

Send redacted findings, internal audit issues, or remediation materials. Any format.

02

Extract

Each finding parsed with severity, type, regulatory citation, and source quote.

03

Remediate

Corrective actions generated per finding with owners, due dates, and required evidence.

04

Close

Mark actions complete with notes and evidence. Export the audit-ready package.

Findings & remediation

Every finding, tracked end to end.

Severity, type, regulatory citation, source quote, corrective actions, owners, due dates, and evidence requirements. Each finding has the full chain from issue to close.

Audit findings
Q3 2025 · FDIC
14Total
·
2Critical
·
5High
·
36%Remediated
Upload report
Search findings
Severity
Status
CRITICALCDD program lacks adequate beneficial ownership verificationIn progress18d

The institution's customer identification program does not adequately address beneficial ownership requirements for legal entity customers as required by the Beneficial Ownership Rule.

Affected: BSA/AML Program

Reg ref: 31 CFR § 1010.230

Source quote

The CIP procedures do not include specific steps for verifying beneficial owners of legal entity customers. During testing, 8 of 25 reviewed accounts lacked complete BO documentation.

Remediation actions (3)

Update CIP procedures to include beneficial ownership verification steps

Owner: BSA Officer·Due: Q1 2026

Evidence: Approved procedure document with version history

Completed

Train front-line staff on new BO verification workflow

Owner: Training Manager·Due: Q1 2026

Evidence: Training completion records for all account-opening staff

In progress

Backfill BO records for legal entity accounts opened pre-2018

Owner: Operations·Due: Q2 2026

Evidence: BO collection log + sampling QA results

Pending
HIGHSAR filing timeliness exceeded 30-day threshold in 12 casesIn progress24d
HIGHCustomer risk rating methodology not consistently appliedOpen5d
MEDIUMAnnual independent testing scope did not include all required programsRemediated47d
What Canarie pulls from every finding

Structured data, not summaries.

Every finding becomes structured fields you can filter, assign, and report on. No re-keying. No copy-paste into spreadsheets.

  • Finding title & description

    Verbatim, with source quote

  • Severity

    Critical / High / Medium / Low

  • Finding type

    MRA, MRIA, observation, recommendation, violation

  • Affected area

    Program, function, or process

  • Regulatory reference

    Citation pulled from finding text

  • Corrective actions

    One or more per finding

  • Owner role

    Mapped from your org structure

  • Target date

    Inferred from finding or set by you

  • Evidence required

    What it takes to close

Try it on a real finding

Send a redacted finding.See what Canarie would produce.

Owners, due dates, evidence requirements, and the audit trail. All from the finding text you send.

See the platform