Canarie AI

Exam Preparation

NYHigh Complexity

Trust Exam Preparation for New York

Prepare for trust examinations with evidence of fiduciary compliance and account administration. Tailored for financial institutions operating in New York.

More for New York

New York Regulatory Environment

Financial institutions preparing for trust exam in New York navigate specific state requirements:

NYDFS oversight and examination
Cybersecurity regulation (23 NYCRR 500)
BitLicense for crypto
Active enforcement
Industry-leading standards

Examining Agencies

OCC
FDIC
State banking regulators
New York State Regulators

Examination Frequency

Annual or every 18 months

NY state examinations may occur on a separate schedule.

The Exam Preparation Challenge in New York

New York institutions preparing for trust exam must satisfy both federal and state examiner expectations. Most institutions spend weeks collecting evidence and organizing documentation for multiple regulators. With Canarie, evidence is captured automatically and organized for both NY state and federal examiners.

Preparation Steps for NY

1
Review trust policies and procedures
2
Compile account administration evidence
3
Document investment review activities
4
Gather fee disclosure documentation
5
Prepare conflict of interest reviews
6
Document fiduciary decision-making
7
Compile trust committee minutes

Evidence NY Examiners Expect

Canarie automatically captures evidence for both NY state and federal examiner expectations. No last-minute scrambling.

Trust policies and procedures
Account acceptance documentation
Investment review records
Fee calculation and disclosure
Conflict of interest documentation
Trust committee meeting minutes
Exception and override tracking

How Canarie Transforms Exam Prep for NY Institutions

Dual-Purpose Evidence

Evidence captured once, organized for both NY state and federal examiners.

State-Specific Packages

Export evidence packages tailored to NY examiner expectations.

Always Exam-Ready

Reduce exam prep from weeks to days with continuous evidence capture.

Frequently Asked Questions

Transform Your Trust Exam Preparation in New York

See how NY institutions prepare for examinations in days, not weeks.