Canarie AI

Exam Preparation

NYHigh Complexity

Safety & Soundness Exam Preparation for New York

Execute safety and soundness exam preparation with evidence of sound risk management practices. Tailored for financial institutions operating in New York.

More for New York

New York Regulatory Environment

Financial institutions preparing for safety & soundness exam in New York navigate specific state requirements:

NYDFS oversight and examination
Cybersecurity regulation (23 NYCRR 500)
BitLicense for crypto
Active enforcement
Industry-leading standards

Examining Agencies

FDIC
OCC
Federal Reserve
NCUA
New York State Regulators

Examination Frequency

Annual for most institutions

NY state examinations may occur on a separate schedule.

The Exam Preparation Challenge in New York

New York institutions preparing for safety & soundness exam must satisfy both federal and state examiner expectations. Most institutions spend weeks collecting evidence and organizing documentation for multiple regulators. With Canarie, evidence is captured automatically and organized for both NY state and federal examiners.

Preparation Steps for NY

1
Update enterprise risk assessment
2
Compile board and committee minutes
3
Gather audit and examination follow-up evidence
4
Document policy review completions
5
Prepare capital and liquidity documentation
6
Compile internal control testing results
7
Document vendor management activities

Evidence NY Examiners Expect

Canarie automatically captures evidence for both NY state and federal examiner expectations. No last-minute scrambling.

Board and committee meeting minutes
Enterprise risk assessment
Audit findings and remediation tracking
Policy attestations and reviews
Capital planning documentation
Internal control testing results
Vendor due diligence records

How Canarie Transforms Exam Prep for NY Institutions

Dual-Purpose Evidence

Evidence captured once, organized for both NY state and federal examiners.

State-Specific Packages

Export evidence packages tailored to NY examiner expectations.

Always Exam-Ready

Reduce exam prep from weeks to days with continuous evidence capture.

Frequently Asked Questions

Transform Your Safety & Soundness Exam Preparation in New York

See how NY institutions prepare for examinations in days, not weeks.