Chief Compliance Officer

Control Testing Workflows for Chief Compliance Officerss

Control testing is essential for demonstrating compliance program effectiveness. Canarie automates control testing schedules, provides structured testing procedures, captures evidence, and tracks findings through remediation. Designed for how Chief Compliance Officerss actually work.

Chief Compliance Officers Pain Points

  • Limited visibility into day-to-day compliance activities
  • Uncertainty about evidence completeness before exams
  • Difficulty demonstrating program effectiveness to board/examiners
  • Managing compliance across multiple business lines

Workflow Trigger

Scheduled (monthly, quarterly, annually) or risk-based

Workflow Steps

1
Control test task created based on schedule
2
Tester assigned with testing procedures
3
Sample selection and documentation
4
Test execution and result recording
5
Evidence attachment and preservation
6
Finding documentation if applicable
7
Remediation tracking for exceptions

Automation Features for Chief Compliance Officerss

Automated testing schedules
Structured testing procedures
Sample size calculations
Evidence attachment and linking
Finding and exception tracking
Remediation workflow integration

Time Saved for Chief Compliance Officerss

10+ hours per week on manual tracking and reporting

on control testing workflows with Canarie automation

Frequently Asked Questions

Transform Control Testing Workflows for Chief Compliance Officerss

See how Chief Compliance Officerss are automating their compliance workflows.