Financial services company

NYHigh Complexity

Financial Services Compliance in New York

Compliance execution for financial services companies across all institution types. Navigate New York's regulatory requirements with machine-assisted governance designed for financial services.

Calculate Your ROI

New York Regulatory Environment

Financial Services operating in New York must navigate specific state requirements in addition to federal obligations:

NYDFS oversight and examination
Cybersecurity regulation (23 NYCRR 500)
BitLicense for crypto
Active enforcement
Industry-leading standards

Financial Services Compliance Challenges in NY

Executing compliance work systematically
Capturing evidence automatically
Proving compliance happened
Managing recurring compliance tasks
Preparing for examinations

Compliance Areas We Cover for NY Financial Services

BSA/AML
Consumer protection
Fair lending
Data privacy
Regulatory compliance

Why NY Financial Services Choose Canarie

State-Specific Tracking

Canarie tracks NY-specific requirements alongside federal obligations for financial services.

Examiner-Ready Evidence

Generate evidence packages that satisfy both NY state regulators and federal examiners.

Industry-Specific Workflows

Pre-built workflows designed for financial services compliance requirements.

Regulatory Change Monitoring

Stay on top of NY regulatory changes affecting financial services.

Frequently Asked Questions

Ready to transform compliance at your NY financial service?

See how Canarie helps financial services in New York manage compliance efficiently.