Canarie AI

Exam Preparation

CAHigh Complexity

Third Party Risk Exam Preparation for California

Demonstrate third-party risk management with comprehensive vendor oversight evidence. Tailored for financial institutions operating in California.

More for California

California Regulatory Environment

Financial institutions preparing for third party risk exam in California navigate specific state requirements:

DFPI oversight and licensing
CCPA data privacy requirements
California Financing Law
State-specific disclosure requirements
Robust enforcement environment

Examining Agencies

OCC
FDIC
Federal Reserve
CFPB
California State Regulators

Examination Frequency

As part of safety and soundness or targeted examination

CA state examinations may occur on a separate schedule.

The Exam Preparation Challenge in California

California institutions preparing for third party risk exam must satisfy both federal and state examiner expectations. Most institutions spend weeks collecting evidence and organizing documentation for multiple regulators. With Canarie, evidence is captured automatically and organized for both CA state and federal examiners.

Preparation Steps for CA

1
Update vendor risk assessment
2
Compile due diligence documentation
3
Document ongoing monitoring activities
4
Gather contract management evidence
5
Prepare incident and issue tracking
6
Document board oversight of critical vendors
7
Compile exit strategy documentation

Evidence CA Examiners Expect

Canarie automatically captures evidence for both CA state and federal examiner expectations. No last-minute scrambling.

Vendor risk management policy
Vendor risk assessments and tiering
Due diligence documentation
Ongoing monitoring records
Contract inventory and reviews
Vendor performance metrics
Board reporting on critical vendors

How Canarie Transforms Exam Prep for CA Institutions

Dual-Purpose Evidence

Evidence captured once, organized for both CA state and federal examiners.

State-Specific Packages

Export evidence packages tailored to CA examiner expectations.

Always Exam-Ready

Reduce exam prep from weeks to days with continuous evidence capture.

Frequently Asked Questions

Transform Your Third Party Risk Exam Preparation in California

See how CA institutions prepare for examinations in days, not weeks.