Canarie AI

Exam Preparation

IT/Cybersecurity Exam Preparation for Fintech

IT and cybersecurity examinations evaluate your information security program, controls, and incident response capabilities. Canarie helps you maintain evidence of security activities, from risk assessments to control testing to incident response, ready for examiner review. Specifically tailored for the unique examination requirements facing fintech.

More for Fintech

Fintech Exam Preparation Challenges

Building compliance programs from scratch
Meeting sponsor bank requirements
Preparing for potential direct regulation
Scaling compliance with rapid growth
Managing multi-state licensing

Examining Agencies

FFIECNYDFSFDICOCCFederal Reserve

Exam Frequency

Annual or as part of safety and soundness examination

Preparation Steps for Fintech

1
Update IT risk assessment
2
Compile vulnerability assessment results
3
Document penetration testing findings
4
Gather security awareness training records
5
Prepare incident response documentation
6
Document access control reviews
7
Compile vendor security assessments

Evidence Examiners Expect

Information security policies and procedures
IT risk assessment documentation
Vulnerability scan results and remediation
Penetration test reports
Security training completion records
Incident response logs and exercises
Access review documentation

Related Compliance Areas for Fintech

BSA/AML programConsumer protectionData privacyThird-party risk managementState licensing

Frequently Asked Questions

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