Exam Preparation
Consumer Compliance Exam Preparation for Fintech
Consumer compliance examinations cover a broad range of regulations: TILA, RESPA, ECOA, FCRA, and more. Canarie helps you maintain evidence of compliance across all consumer protection requirements, organized by regulation and ready for examiner review. Specifically tailored for the unique examination requirements facing fintech.
Fintech Exam Preparation Challenges
Building compliance programs from scratch
Meeting sponsor bank requirements
Preparing for potential direct regulation
Scaling compliance with rapid growth
Managing multi-state licensing
Examining Agencies
CFPBFDICOCCFederal ReserveNCUA
Exam Frequency
Every 12-18 months
Preparation Steps for Fintech
1
Update consumer compliance risk assessment2
Review disclosure accuracy and timing3
Compile complaint management evidence4
Document training completion across regulations5
Gather policy review attestations6
Prepare monitoring and testing results7
Compile corrective action documentationEvidence Examiners Expect
Consumer compliance policies and procedures
Risk assessment by regulation
Disclosure testing results
Complaint log and resolution documentation
Training records by regulation
Monitoring and audit findings
Corrective action tracking
Related Compliance Areas for Fintech
BSA/AML programConsumer protectionData privacyThird-party risk managementState licensing
Frequently Asked Questions
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Transform Consumer Compliance Exam Preparation for Your Fintech
See how fintech prepare for examinations in days, not weeks.