12 CFR Part 30 (OCC), 12 CFR Part 364 (FDIC)

Safety & Soundness Compliance Execution for BaaS Platforms

Safety and soundness standards require comprehensive risk management and internal controls. Canarie helps you execute these requirements through automated workflows for governance, audit, and risk management activities. Specifically tailored for the compliance requirements of baas platforms.

More for BaaS Platforms

Key Requirements

1
Board and management oversight
2
Risk management program
3
Internal controls
4
Audit program
5
Capital planning
6
Operational controls

BaaS Platforms Compliance Challenges

Oversight of multiple fintech partners
Demonstrating partner compliance to examiners
Scaling oversight with partner growth
Managing third-party risk at scale
Consistent compliance standards

How Canarie Helps BaaS Platforms

Automated Workflows

Recurring Safety & Soundness Compliance Execution tasks are scheduled, assigned, and tracked automatically.

Evidence Capture

Evidence is captured automatically as compliance work is completed.

Audit Trails

Complete audit trails show who did what, when, with immutable records.

Examiner-Ready Export

Export organized evidence packages in formats examiners expect.

Non-Compliance Risks

MRA/MRIA findings
CAMELS rating impact
Consent orders
Civil money penalties

Frequently Asked Questions

Automate Safety & Soundness Compliance Execution for Your BaaS Platform

See how baas platforms execute compliance with confidence.