Exam Preparation
Privacy Compliance Exam Preparation for Financial Services
Privacy compliance examinations evaluate your privacy program including GLBA compliance, state privacy laws, and data protection practices. Canarie helps you maintain evidence of privacy compliance throughout your organization. Specifically tailored for the unique examination requirements facing financial services.
Financial Services Exam Preparation Challenges
Executing compliance work systematically
Capturing evidence automatically
Proving compliance happened
Managing recurring compliance tasks
Preparing for examinations
Examining Agencies
CFPBFTCFDICOCCState AG
Exam Frequency
As part of consumer compliance or IT examination
Preparation Steps for Financial Services
1
Review privacy policies and notices2
Compile opt-out tracking documentation3
Document data sharing agreements4
Gather information security evidence5
Prepare data inventory documentation6
Document privacy training completion7
Compile incident response evidenceEvidence Examiners Expect
Privacy policies and notices
Opt-out tracking records
Third-party data sharing documentation
Information security program records
Data inventory and classification
Privacy training records
Incident response documentation
Related Compliance Areas for Financial Services
BSA/AMLConsumer protectionFair lendingData privacyRegulatory compliance
Frequently Asked Questions
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Transform Privacy Compliance Exam Preparation for Your Financial Service
See how financial services prepare for examinations in days, not weeks.