Canarie AI

Exam Preparation

Consumer Compliance Exam Preparation for BaaS Platforms

Consumer compliance examinations cover a broad range of regulations: TILA, RESPA, ECOA, FCRA, and more. Canarie helps you maintain evidence of compliance across all consumer protection requirements, organized by regulation and ready for examiner review. Specifically tailored for the unique examination requirements facing baas platforms.

More for BaaS Platforms

BaaS Platforms Exam Preparation Challenges

Oversight of multiple fintech partners
Demonstrating partner compliance to examiners
Scaling oversight with partner growth
Managing third-party risk at scale
Consistent compliance standards

Examining Agencies

CFPBFDICOCCFederal ReserveNCUA

Exam Frequency

Every 12-18 months

Preparation Steps for BaaS Platforms

1
Update consumer compliance risk assessment
2
Review disclosure accuracy and timing
3
Compile complaint management evidence
4
Document training completion across regulations
5
Gather policy review attestations
6
Prepare monitoring and testing results
7
Compile corrective action documentation

Evidence Examiners Expect

Consumer compliance policies and procedures
Risk assessment by regulation
Disclosure testing results
Complaint log and resolution documentation
Training records by regulation
Monitoring and audit findings
Corrective action tracking

Related Compliance Areas for BaaS Platforms

Third-party risk managementBSA/AML program oversightConsumer compliance oversightPartner due diligenceRegulatory examination management

Frequently Asked Questions

Transform Consumer Compliance Exam Preparation for Your BaaS Platform

See how baas platforms prepare for examinations in days, not weeks.