Workflow Automation
NYHigh ComplexityEvidence Collection Workflows for New York
Systematically collect and organize compliance evidence for examinations and audits. Tailored for financial institutions operating in New York.
New York Regulatory Environment
Financial institutions executing evidence collection workflows in New York navigate specific state requirements:
NYDFS oversight and examination
Cybersecurity regulation (23 NYCRR 500)
BitLicense for crypto
Active enforcement
Industry-leading standards
Trigger
Continuous (automatic) and on-demand collection
Roles Involved
Compliance ManagerCompliance AnalystDepartment StaffInternal Audit
Workflow Steps for NY
1
Evidence requirements defined by regulation2
Automatic capture as work is completed3
Evidence organized by category4
Gaps identified and flagged5
Collection requests for missing evidence6
Evidence package compilation7
Export in examiner-ready formatsAutomation Features for NY
Canarie automates evidence collection workflows for New York institutions with state-specific considerations built in.
Automatic evidence capture from workflows
Regulation-based evidence organization
Gap identification and alerts
Evidence request workflows
One-click package compilation
Multiple export formats
Why NY Institutions Automate Evidence Collection Workflows
State-Aware Scheduling
Workflows scheduled based on both federal and NY requirements.
Dual-Purpose Evidence
Evidence captured for both state and federal examiner expectations.
Always Exam-Ready
Export evidence packages for NY examiners anytime.
Frequently Asked Questions
Other Workflows in New York
Evidence Collection Workflows in Nearby States
Automate Your Evidence Collection Workflows in New York
See how NY institutions automate compliance workflows with confidence.