Exam Preparation
Lending Compliance Exam Preparation for Fintech
Lending compliance examinations evaluate your compliance with lending regulations including TILA, RESPA, and ECOA. Canarie helps you maintain evidence of compliant lending operations across the loan lifecycle. Specifically tailored for the unique examination requirements facing fintech.
Fintech Exam Preparation Challenges
Building compliance programs from scratch
Meeting sponsor bank requirements
Preparing for potential direct regulation
Scaling compliance with rapid growth
Managing multi-state licensing
Examining Agencies
CFPBFDICOCCFederal Reserve
Exam Frequency
Every 12-18 months
Preparation Steps for Fintech
1
Review lending disclosure procedures2
Compile closing disclosure accuracy3
Document APR calculation verification4
Gather escrow account compliance5
Prepare fair lending monitoring6
Document quality control testing7
Compile exception trackingEvidence Examiners Expect
Lending policies and procedures
Disclosure accuracy testing
APR calculation documentation
Escrow account records
Fair lending monitoring results
Quality control test results
Exception and override tracking
Related Compliance Areas for Fintech
BSA/AML programConsumer protectionData privacyThird-party risk managementState licensing
Frequently Asked Questions
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Transform Lending Compliance Exam Preparation for Your Fintech
See how fintech prepare for examinations in days, not weeks.