Exam Preparation

Lending Compliance Exam Preparation for Neobanks

Lending compliance examinations evaluate your compliance with lending regulations including TILA, RESPA, and ECOA. Canarie helps you maintain evidence of compliant lending operations across the loan lifecycle. Specifically tailored for the unique examination requirements facing neobanks.

More for Neobanks

Neobanks Exam Preparation Challenges

Meeting sponsor bank compliance requirements
Building compliance credibility
Scaling compliance with user growth
Preparing for potential direct regulation
Managing third-party risk

Examining Agencies

CFPBFDICOCCFederal Reserve

Exam Frequency

Every 12-18 months

Preparation Steps for Neobanks

1
Review lending disclosure procedures
2
Compile closing disclosure accuracy
3
Document APR calculation verification
4
Gather escrow account compliance
5
Prepare fair lending monitoring
6
Document quality control testing
7
Compile exception tracking

Evidence Examiners Expect

Lending policies and procedures
Disclosure accuracy testing
APR calculation documentation
Escrow account records
Fair lending monitoring results
Quality control test results
Exception and override tracking

Related Compliance Areas for Neobanks

BSA/AML programConsumer protectionData privacyThird-party risk managementSponsor bank requirements

Frequently Asked Questions

Transform Lending Compliance Exam Preparation for Your Neobank

See how neobanks prepare for examinations in days, not weeks.