Exam Preparation
Lending Compliance Exam Preparation for Financial Services
Lending compliance examinations evaluate your compliance with lending regulations including TILA, RESPA, and ECOA. Canarie helps you maintain evidence of compliant lending operations across the loan lifecycle. Specifically tailored for the unique examination requirements facing financial services.
Financial Services Exam Preparation Challenges
Executing compliance work systematically
Capturing evidence automatically
Proving compliance happened
Managing recurring compliance tasks
Preparing for examinations
Examining Agencies
CFPBFDICOCCFederal Reserve
Exam Frequency
Every 12-18 months
Preparation Steps for Financial Services
1
Review lending disclosure procedures2
Compile closing disclosure accuracy3
Document APR calculation verification4
Gather escrow account compliance5
Prepare fair lending monitoring6
Document quality control testing7
Compile exception trackingEvidence Examiners Expect
Lending policies and procedures
Disclosure accuracy testing
APR calculation documentation
Escrow account records
Fair lending monitoring results
Quality control test results
Exception and override tracking
Related Compliance Areas for Financial Services
BSA/AMLConsumer protectionFair lendingData privacyRegulatory compliance
Frequently Asked Questions
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Transform Lending Compliance Exam Preparation for Your Financial Service
See how financial services prepare for examinations in days, not weeks.