Exam Preparation
Deposit Compliance Exam Preparation for Licensed Fintechs
Deposit compliance examinations evaluate your compliance with Regulation E, Regulation CC, Regulation DD, and related requirements. Canarie helps you maintain evidence of compliant deposit operations. Specifically tailored for the unique examination requirements facing licensed fintechs.
Licensed Fintechs Exam Preparation Challenges
Managing licenses across 50+ jurisdictions
Tracking state-specific requirements
License renewal management
State examiner relationships
Scaling to new states efficiently
Examining Agencies
FDICOCCFederal ReserveNCUA
Exam Frequency
As part of consumer compliance examination
Preparation Steps for Licensed Fintechs
1
Review Reg E error resolution procedures2
Compile funds availability documentation3
Document truth in savings disclosures4
Gather overdraft program evidence5
Prepare electronic banking compliance6
Document disclosure testing results7
Compile training completion recordsEvidence Examiners Expect
Reg E policies and procedures
Error resolution tracking
Funds availability policies
Truth in savings disclosures
Overdraft program documentation
Disclosure accuracy testing
Staff training records
Related Compliance Areas for Licensed Fintechs
State licensing and renewalBSA/AML programConsumer protectionState-specific disclosure requirementsExamination management
Frequently Asked Questions
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Transform Deposit Compliance Exam Preparation for Your Licensed Fintech
See how licensed fintechs prepare for examinations in days, not weeks.