Canarie AI

Exam Preparation

Consumer Compliance Exam Preparation for Licensed Fintechs

Consumer compliance examinations cover a broad range of regulations: TILA, RESPA, ECOA, FCRA, and more. Canarie helps you maintain evidence of compliance across all consumer protection requirements, organized by regulation and ready for examiner review. Specifically tailored for the unique examination requirements facing licensed fintechs.

More for Licensed Fintechs

Licensed Fintechs Exam Preparation Challenges

Managing licenses across 50+ jurisdictions
Tracking state-specific requirements
License renewal management
State examiner relationships
Scaling to new states efficiently

Examining Agencies

CFPBFDICOCCFederal ReserveNCUA

Exam Frequency

Every 12-18 months

Preparation Steps for Licensed Fintechs

1
Update consumer compliance risk assessment
2
Review disclosure accuracy and timing
3
Compile complaint management evidence
4
Document training completion across regulations
5
Gather policy review attestations
6
Prepare monitoring and testing results
7
Compile corrective action documentation

Evidence Examiners Expect

Consumer compliance policies and procedures
Risk assessment by regulation
Disclosure testing results
Complaint log and resolution documentation
Training records by regulation
Monitoring and audit findings
Corrective action tracking

Related Compliance Areas for Licensed Fintechs

State licensing and renewalBSA/AML programConsumer protectionState-specific disclosure requirementsExamination management

Frequently Asked Questions

Transform Consumer Compliance Exam Preparation for Your Licensed Fintech

See how licensed fintechs prepare for examinations in days, not weeks.