12 CFR Part 1016

GLBA/Reg P Compliance Execution for Fintech

The Gramm-Leach-Bliley Act requires privacy protections for consumer financial information. Canarie helps you execute GLBA compliance through automated workflows for privacy notices, opt-out management, and safeguards compliance. Specifically tailored for the compliance requirements of fintech.

More for Fintech

Key Requirements

1
Initial and annual privacy notices
2
Opt-out rights and procedures
3
Information sharing limitations
4
Safeguards Rule compliance
5
Service provider oversight
6
Record retention

Fintech Compliance Challenges

Building compliance programs from scratch
Meeting sponsor bank requirements
Preparing for potential direct regulation
Scaling compliance with rapid growth
Managing multi-state licensing

How Canarie Helps Fintech

Automated Workflows

Recurring GLBA/Reg P Compliance Execution tasks are scheduled, assigned, and tracked automatically.

Evidence Capture

Evidence is captured automatically as compliance work is completed.

Evidence Records

Examiner-ready evidence shows who did what, when, with immutable records.

Examiner-Ready Export

Export organized evidence packages in formats examiners expect.

Non-Compliance Risks

Civil penalties up to $100,000 per violation
Officer/director liability up to $10,000
FTC and prudential regulator enforcement

Frequently Asked Questions

Other Regulations for Fintech

31 CFR Chapter X

BSA/AML Compliance Execution

Execute BSA/AML compliance with automated workflows for customer due diligence, transaction monitoring, and suspicious activity reporting.

12 CFR Part 1026

TILA/Reg Z Compliance Execution

Execute Truth in Lending compliance with workflows for disclosure accuracy, APR calculations, and periodic statement requirements.

12 CFR Part 1002

ECOA/Reg B Compliance Execution

Execute fair lending compliance with workflows for monitoring, exception tracking, and adverse action notice requirements.

GLBA/Reg P Compliance Execution for Other Industries

Community Banks

Machine-assisted governance designed for community banks under $10B in assets.

Regional Banks

Compliance operations for regional banks managing multi-state complexity.

Neobanks

Compliance operations for neobanks partnering with sponsor banks.

Automate GLBA/Reg P Compliance Execution for Your Fintech

See how fintech execute compliance with confidence.