12 CFR Part 1016

GLBA/Reg P Compliance Execution

Gramm-Leach-Bliley Act / Regulation P

The Gramm-Leach-Bliley Act requires privacy protections for consumer financial information. Canarie helps you execute GLBA compliance through automated workflows for privacy notices, opt-out management, and safeguards compliance.

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Key Requirements

1
Initial and annual privacy notices
2
Opt-out rights and procedures
3
Information sharing limitations
4
Safeguards Rule compliance
5
Service provider oversight
6
Record retention

The Compliance Execution Challenge

Most institutions struggle with recurring GLBA/Reg P Compliance Execution requirements. Policy reviews get missed, attestations are chased manually, and evidence is scattered across systems. When examiners ask for proof, teams scramble to piece together documentation.

The Canarie Execution Layer

Canarie transforms GLBA/Reg P Compliance Execution compliance from periodic scrambles into continuous execution. Recurring tasks are automated, evidence is captured as work is completed, and proof of compliance is always ready for examiners.

Automated Workflows

Recurring compliance tasks are scheduled, assigned, and tracked automatically.

Evidence Capture

Evidence is captured automatically as compliance work is completed. No manual collection.

Audit Trails

Complete audit trails show who did what, when, with immutable records.

Examiner-Ready Export

Export organized evidence packages in formats examiners expect.

Non-Compliance Risks

Civil penalties up to $100,000 per violation
Officer/director liability up to $10,000
FTC and prudential regulator enforcement

Frequently Asked Questions

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