Exam Preparation
Trust Exam Preparation for Regional Banks
Trust examinations evaluate your fiduciary practices, account administration, and investment management. Canarie helps you maintain evidence of compliant trust operations throughout the examination cycle. Specifically tailored for the unique examination requirements facing regional banks.
Regional Banks Exam Preparation Challenges
Multi-state regulatory complexity
Coordinating compliance across business lines
Scaling compliance with growth
Managing multiple examiner relationships
Consistent policy implementation
Examining Agencies
OCCFDICState banking regulators
Exam Frequency
Annual or every 18 months
Preparation Steps for Regional Banks
1
Review trust policies and procedures2
Compile account administration evidence3
Document investment review activities4
Gather fee disclosure documentation5
Prepare conflict of interest reviews6
Document fiduciary decision-making7
Compile trust committee minutesEvidence Examiners Expect
Trust policies and procedures
Account acceptance documentation
Investment review records
Fee calculation and disclosure
Conflict of interest documentation
Trust committee meeting minutes
Exception and override tracking
Related Compliance Areas for Regional Banks
Enterprise compliance programBSA/AMLConsumer lending complianceMortgage complianceState-specific requirements
Frequently Asked Questions
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Transform Trust Exam Preparation for Your Regional Bank
See how regional banks prepare for examinations in days, not weeks.