Exam Preparation

HMDA Exam Preparation for BaaS Platforms

Home Mortgage Disclosure Act examinations focus on data accuracy, reporting completeness, and fair lending analysis. Canarie helps you maintain evidence of HMDA data quality controls and reporting procedures. Specifically tailored for the unique examination requirements facing baas platforms.

More for BaaS Platforms

BaaS Platforms Exam Preparation Challenges

Oversight of multiple fintech partners
Demonstrating partner compliance to examiners
Scaling oversight with partner growth
Managing third-party risk at scale
Consistent compliance standards

Examining Agencies

CFPBFDICOCCFederal Reserve

Exam Frequency

As part of consumer compliance or fair lending examination

Preparation Steps for BaaS Platforms

1
Review HMDA data quality controls
2
Compile data scrubbing documentation
3
Document geocoding accuracy
4
Gather LAR validation results
5
Prepare resubmission tracking
6
Document training on data collection
7
Compile internal audit results

Evidence Examiners Expect

HMDA policy and procedures
Data quality control documentation
Geocoding accuracy reports
LAR validation and error tracking
Resubmission history
Staff training records
Internal audit findings

Related Compliance Areas for BaaS Platforms

Third-party risk managementBSA/AML program oversightConsumer compliance oversightPartner due diligenceRegulatory examination management

Frequently Asked Questions

Transform HMDA Exam Preparation for Your BaaS Platform

See how baas platforms prepare for examinations in days, not weeks.