Exam Preparation
Deposit Compliance Exam Preparation for Mortgage Lenders
Deposit compliance examinations evaluate your compliance with Regulation E, Regulation CC, Regulation DD, and related requirements. Canarie helps you maintain evidence of compliant deposit operations. Specifically tailored for the unique examination requirements facing mortgage lenders.
Mortgage Lenders Exam Preparation Challenges
Complex disclosure requirements
Fair lending scrutiny
Servicing compliance
Multi-state licensing
CFPB examination readiness
Examining Agencies
FDICOCCFederal ReserveNCUA
Exam Frequency
As part of consumer compliance examination
Preparation Steps for Mortgage Lenders
1
Review Reg E error resolution procedures2
Compile funds availability documentation3
Document truth in savings disclosures4
Gather overdraft program evidence5
Prepare electronic banking compliance6
Document disclosure testing results7
Compile training completion recordsEvidence Examiners Expect
Reg E policies and procedures
Error resolution tracking
Funds availability policies
Truth in savings disclosures
Overdraft program documentation
Disclosure accuracy testing
Staff training records
Related Compliance Areas for Mortgage Lenders
TILA-RESPA complianceFair lendingServicing requirementsState-specific requirementsQM/ATR compliance
Frequently Asked Questions
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Deposit Compliance Exam Preparation for Other Industries
Transform Deposit Compliance Exam Preparation for Your Mortgage Lender
See how mortgage lenders prepare for examinations in days, not weeks.