Exam Preparation
Consumer Compliance Exam Preparation for Mortgage Lenders
Consumer compliance examinations cover a broad range of regulations: TILA, RESPA, ECOA, FCRA, and more. Canarie helps you maintain evidence of compliance across all consumer protection requirements, organized by regulation and ready for examiner review. Specifically tailored for the unique examination requirements facing mortgage lenders.
Mortgage Lenders Exam Preparation Challenges
Complex disclosure requirements
Fair lending scrutiny
Servicing compliance
Multi-state licensing
CFPB examination readiness
Examining Agencies
CFPBFDICOCCFederal ReserveNCUA
Exam Frequency
Every 12-18 months
Preparation Steps for Mortgage Lenders
1
Update consumer compliance risk assessment2
Review disclosure accuracy and timing3
Compile complaint management evidence4
Document training completion across regulations5
Gather policy review attestations6
Prepare monitoring and testing results7
Compile corrective action documentationEvidence Examiners Expect
Consumer compliance policies and procedures
Risk assessment by regulation
Disclosure testing results
Complaint log and resolution documentation
Training records by regulation
Monitoring and audit findings
Corrective action tracking
Related Compliance Areas for Mortgage Lenders
TILA-RESPA complianceFair lendingServicing requirementsState-specific requirementsQM/ATR compliance
Frequently Asked Questions
Other Exams for Mortgage Lenders
BSA/AML Exam Preparation
Execute BSA/AML exam preparation with automated evidence capture and workflow management.
Fair Lending Exam Preparation
Demonstrate fair lending compliance with systematic evidence capture and monitoring workflows.
Safety & Soundness Exam Preparation
Execute safety and soundness exam preparation with evidence of sound risk management practices.
Consumer Compliance Exam Preparation for Other Industries
Transform Consumer Compliance Exam Preparation for Your Mortgage Lender
See how mortgage lenders prepare for examinations in days, not weeks.