Exam Preparation
Deposit Compliance Exam Preparation for Fintech
Deposit compliance examinations evaluate your compliance with Regulation E, Regulation CC, Regulation DD, and related requirements. Canarie helps you maintain evidence of compliant deposit operations. Specifically tailored for the unique examination requirements facing fintech.
Fintech Exam Preparation Challenges
Building compliance programs from scratch
Meeting sponsor bank requirements
Preparing for potential direct regulation
Scaling compliance with rapid growth
Managing multi-state licensing
Examining Agencies
FDICOCCFederal ReserveNCUA
Exam Frequency
As part of consumer compliance examination
Preparation Steps for Fintech
1
Review Reg E error resolution procedures2
Compile funds availability documentation3
Document truth in savings disclosures4
Gather overdraft program evidence5
Prepare electronic banking compliance6
Document disclosure testing results7
Compile training completion recordsEvidence Examiners Expect
Reg E policies and procedures
Error resolution tracking
Funds availability policies
Truth in savings disclosures
Overdraft program documentation
Disclosure accuracy testing
Staff training records
Related Compliance Areas for Fintech
BSA/AML programConsumer protectionData privacyThird-party risk managementState licensing
Frequently Asked Questions
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Transform Deposit Compliance Exam Preparation for Your Fintech
See how fintech prepare for examinations in days, not weeks.