Exam Preparation
Deposit Compliance Exam Preparation for BaaS Platforms
Deposit compliance examinations evaluate your compliance with Regulation E, Regulation CC, Regulation DD, and related requirements. Canarie helps you maintain evidence of compliant deposit operations. Specifically tailored for the unique examination requirements facing baas platforms.
BaaS Platforms Exam Preparation Challenges
Oversight of multiple fintech partners
Demonstrating partner compliance to examiners
Scaling oversight with partner growth
Managing third-party risk at scale
Consistent compliance standards
Examining Agencies
FDICOCCFederal ReserveNCUA
Exam Frequency
As part of consumer compliance examination
Preparation Steps for BaaS Platforms
1
Review Reg E error resolution procedures2
Compile funds availability documentation3
Document truth in savings disclosures4
Gather overdraft program evidence5
Prepare electronic banking compliance6
Document disclosure testing results7
Compile training completion recordsEvidence Examiners Expect
Reg E policies and procedures
Error resolution tracking
Funds availability policies
Truth in savings disclosures
Overdraft program documentation
Disclosure accuracy testing
Staff training records
Related Compliance Areas for BaaS Platforms
Third-party risk managementBSA/AML program oversightConsumer compliance oversightPartner due diligenceRegulatory examination management
Frequently Asked Questions
Other Exams for BaaS Platforms
BSA/AML Exam Preparation
Execute BSA/AML exam preparation with automated evidence capture and workflow management.
Fair Lending Exam Preparation
Demonstrate fair lending compliance with systematic evidence capture and monitoring workflows.
Consumer Compliance Exam Preparation
Prepare for consumer compliance examinations with comprehensive evidence capture across all regulations.
Deposit Compliance Exam Preparation for Other Industries
Transform Deposit Compliance Exam Preparation for Your BaaS Platform
See how baas platforms prepare for examinations in days, not weeks.