12 USC 5531, 5536

UDAAP Compliance Execution

Unfair, Deceptive, or Abusive Acts or Practices

UDAAP prohibitions require financial institutions to avoid unfair, deceptive, or abusive practices. Canarie helps you execute UDAAP compliance through automated workflows for product reviews, complaint analysis, and risk monitoring.

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Key Requirements

1
Product and service design review
2
Marketing and advertising review
3
Complaint monitoring and analysis
4
Third-party vendor oversight
5
Training on UDAAP standards
6
Risk assessment and monitoring

The Compliance Execution Challenge

Most institutions struggle with recurring UDAAP Compliance Execution requirements. Policy reviews get missed, attestations are chased manually, and evidence is scattered across systems. When examiners ask for proof, teams scramble to piece together documentation.

The Canarie Execution Layer

Canarie transforms UDAAP Compliance Execution compliance from periodic scrambles into continuous execution. Recurring tasks are automated, evidence is captured as work is completed, and proof of compliance is always ready for examiners.

Automated Workflows

Recurring compliance tasks are scheduled, assigned, and tracked automatically.

Evidence Capture

Evidence is captured automatically as compliance work is completed. No manual collection.

Audit Trails

Complete audit trails show who did what, when, with immutable records.

Examiner-Ready Export

Export organized evidence packages in formats examiners expect.

Non-Compliance Risks

Restitution to harmed consumers
Civil money penalties up to $1M per day
Disgorgement of profits
Injunctive relief

Frequently Asked Questions

Automate Your UDAAP Compliance Execution

See how leading institutions execute compliance with confidence.