Exam Preparation
Deposit Compliance Exam Preparation for Financial Services
Deposit compliance examinations evaluate your compliance with Regulation E, Regulation CC, Regulation DD, and related requirements. Canarie helps you maintain evidence of compliant deposit operations. Specifically tailored for the unique examination requirements facing financial services.
Financial Services Exam Preparation Challenges
Executing compliance work systematically
Capturing evidence automatically
Proving compliance happened
Managing recurring compliance tasks
Preparing for examinations
Examining Agencies
FDICOCCFederal ReserveNCUA
Exam Frequency
As part of consumer compliance examination
Preparation Steps for Financial Services
1
Review Reg E error resolution procedures2
Compile funds availability documentation3
Document truth in savings disclosures4
Gather overdraft program evidence5
Prepare electronic banking compliance6
Document disclosure testing results7
Compile training completion recordsEvidence Examiners Expect
Reg E policies and procedures
Error resolution tracking
Funds availability policies
Truth in savings disclosures
Overdraft program documentation
Disclosure accuracy testing
Staff training records
Related Compliance Areas for Financial Services
BSA/AMLConsumer protectionFair lendingData privacyRegulatory compliance
Frequently Asked Questions
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Transform Deposit Compliance Exam Preparation for Your Financial Service
See how financial services prepare for examinations in days, not weeks.