Compliance Area

Medium Risk

Insurance Compliance Execution

Insurance compliance for bank-sold products requires execution of licensing requirements, disclosure rules, and suitability standards. Canarie helps you execute insurance compliance through automated workflows.

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Monitoring Frequency

Per-sale compliance with monthly reviews

Key Controls

Agent licensing verification
Customer disclosure delivery
Suitability documentation
Separation from deposit activities
Complaint handling
Commission tracking
Training completion
Regulatory reporting

The Execution Challenge

Insurance Compliance Execution requires ongoing execution of controls, monitoring activities, and documentation. Most institutions struggle with manual tracking, scattered evidence, and last-minute exam scrambles. Controls get missed, attestations are chased, and proof of compliance is pieced together under pressure.

The Canarie Execution Layer

Canarie transforms insurance compliance execution from periodic scrambles into continuous execution. Controls are scheduled, evidence is captured automatically, and proof of compliance is always ready.

Automated Scheduling

Controls and monitoring activities are scheduled and assigned automatically.

Evidence Capture

Evidence is captured as work is completed. No manual collection needed.

Always Exam-Ready

Export organized evidence packages whenever examiners arrive.

Frequently Asked Questions

Automate Your Insurance Compliance Execution

See how leading institutions execute compliance with confidence.